Securities lawyers are legal professionals who specialize in the regulation of securities, which are financial instruments such as stocks, bonds, and other investments. The Securities and Exchange Commission (SEC) is the primary regulatory agency for securities in the United States. Insider trading laws prohibit the trading of securities by individuals who have access to material, nonpublic information about a company.
Securities lawyers, SEC regulations, and insider trading laws are essential for maintaining the integrity of the securities markets. They protect investors from fraud and abuse, and they help to ensure that the markets are fair and efficient.